tavislaw

02 /What we do

Services

Advice you can put into practice.

From reviewing your existing controls to developing a clearer compliance approach, we help you turn regulatory requirements into practical policies and processes.

Scoped consultancy

Relevant work areas

Each engagement is shaped around the business and the questions being reviewed. The areas below outline the consultancy work that can be considered within an agreed scope.

Fintech expertise

Consultancy across these markets.

  • EU countries
  • United Kingdom
  • Gibraltar
  • Uzbekistan
  • United Arab Emirates (UAE)

Scope depends on your business model and the relevant jurisdiction. These markets describe fintech consultancy coverage, not offices or licences, and do not define the scope of eGaming services.

01

Compliance Advisory

Review your compliance approach, identify gaps and develop policies, procedures and monitoring processes that reflect your business.

A scoped review may consider how obligations are reflected in policies, who owns each process and what evidence supports ongoing monitoring. We can discuss gaps between written procedures and operational practice, and identify areas where responsibilities or escalation routes need clarification.

  • Policies and procedures
  • Governance responsibilities
  • Gap identification and monitoring
02

AML & Financial Crime

Strengthen risk assessments, customer due diligence, screening and internal controls through practical, risk-based advice.

Relevant work areas may include financial-crime risk assessment, the information gathered during due diligence and the handling of screening alerts. Reviewing the workflow can help establish where decisions are made, how exceptions are escalated and which controls need further attention.

  • Financial-crime risk assessment
  • Due-diligence workflows
  • Screening and escalation
03

Fintech Consultancy

Understand the regulatory considerations for your business model and develop a practical approach to governance, operations and ongoing compliance.

For payment and e-money businesses, a review can connect the operating model with control considerations across onboarding, operational responsibilities and monitoring. The scope is agreed around the business's services, existing arrangements or plans, and the jurisdictions relevant to those activities.

  • Operating-model considerations
  • Control responsibilities
  • Practical process improvements
04

eGaming Consultancy

Align your operational policies with relevant regulatory expectations, including AML, customer protection and responsible gaming.

A scoped engagement may examine how AML, customer protection and responsible-gaming responsibilities fit into everyday operations. Relevant materials can include internal policies, review processes and escalation arrangements, with attention to whether teams can apply them consistently in practice.

  • AML policies and controls
  • Customer-protection processes
  • Responsible-gaming governance

Our approach

A clear scope.
Practical next steps.

  1. 01

    Understand the business

    Discuss your activities, relevant markets, current arrangements or plans and the questions you want to address. Agree the scope and which materials are relevant.

  2. 02

    Review relevant materials

    Consider the policies, procedures and process information within the agreed scope, alongside how responsibilities and controls work in practice.

  3. 03

    Identify priorities

    Discuss gaps, unclear responsibilities and areas needing attention. Distinguish immediate priorities from matters that require more information or further review.

  4. 04

    Agree practical next steps

    Discuss appropriate policy and process improvements, ownership and sequencing. Recommendations are tailored to the agreed scope and the business's priorities.

Let's discuss your next steps.

Discuss your requirements